Investment adviser firms: $100 million to under $1 billion in regulatory AUM · Page 38
Grouped by reported regulatory assets under management in each firm's displayed source month. Missing or quarantined AUM is excluded; exact zero is included. These groups do not rank performance or quality.
9,914 firms · Source months shown: August 2026
- GLASSBEAD CAPITAL MANAGEMENT LLCCRD 298816 · MIAMI BEACH, FL$140,250,283.00Regulatory AUM · August 2026
- GLASSY MOUNTAIN ADVISORS, INC.CRD 314937 · BETHESDA, MD$369,770,799.00Regulatory AUM · August 2026
- GLAXIS CAPITAL MANAGEMENT, LLCCRD 134227 · SARASOTA, FL$160,826,598.00Regulatory AUM · August 2026
- GLAZER CAPITAL MANAGEMENT, LLCCRD 139403 · RICHARDSON, TX$120,053,264.00Regulatory AUM · August 2026
- GLC INVESTMENT ADVISORS, LLCCRD 158414$245,861,000.00Regulatory AUM · August 2026
- GLENORCHY CAPITAL LIMITEDCRD 305636$254,413,430.00Regulatory AUM · August 2026
- GLENWOOD INVESTMENT GROUP, LLCCRD 132950 · MANCHESTER, NH$199,426,399.00Regulatory AUM · August 2026
- GLIDE CAPITAL LLCCRD 288592 · MIAMI, FL$328,453,104.00Regulatory AUM · August 2026
- GLL INVESTORS, LLCCRD 161830 · CHICAGO, IL$184,084,211.00Regulatory AUM · August 2026
- GLOBAL ASSETS ADVISORY, LLCCRD 300460 · ORLANDO, FL$551,663,967.00Regulatory AUM · August 2026
- GLOBAL BROKERAGE SERVICES, INC.CRD 37505 · HUNT VALLEY, MD$137,300,000.00Regulatory AUM · August 2026
- GLOBAL CREDIT ADVISERS, LLCCRD 147843 · NEW YORK, NY$505,660,168.00Regulatory AUM · August 2026
- GLOBAL DELTA CAPITAL, LLCCRD 324485 · SOMERVILLE, MA$224,931,186.00Regulatory AUM · August 2026
- GLOBAL FINANCIAL ADVISORY SERVICES, INC.CRD 135234 · VALENCIA, CA$259,257,690.00Regulatory AUM · August 2026
- GLOBAL FINANCIAL GROUP ADVISORS LLCCRD 166251 · GRAND RAPIDS, MI$739,395,661.00Regulatory AUM · August 2026
- GLOBAL FINANCIAL PLANNING GROUP, LLCCRD 114803 · TROY, MI$135,341,018.00Regulatory AUM · August 2026
- GLOBAL FINANCIAL PRIVATE CLIENT, LLCCRD 290006 · SARASOTA, FL$828,334,313.00Regulatory AUM · August 2026
- GLOBAL FRONTIER INVESTMENTS, LLCCRD 160105 · CHARLESTON, SC$681,960,598.00Regulatory AUM · August 2026
- GLOBAL IMC LLCCRD 170870 · SOLANA BEACH, CA$790,024,088.00Regulatory AUM · August 2026
- GLOBAL KANDOR ADVISORS, LLCCRD 308452 · MIAMI, FL$483,329,066.00Regulatory AUM · August 2026
- GLOBAL OPPORTUNE INVESTMENTS LLCCRD 319494 · MIAMI, FL$111,348,774.00Regulatory AUM · August 2026
- GLOBAL PARTNERSHIPSCRD 300844 · SEATTLE, WA$221,065,774.00Regulatory AUM · August 2026
- GLOBAL PORTFOLIO SOLUTIONS, INC.CRD 333381 · SCOTTSDALE, AZ$127,696,231.00Regulatory AUM · August 2026
- GLOBAL STRATEGIC MANAGEMENT INCCRD 105985 · DORADO, PR$221,643,624.00Regulatory AUM · August 2026
- GLOBAL TRUST ASSET MANAGEMENT, LLCCRD 143120 · PALM BEACH GARDENS, FL$450,243,060.00Regulatory AUM · August 2026
- GLOBAL TRUST WEALTH MANAGEMENT LLCCRD 333458 · WEST PALM BEACH, FL$213,655,374.00Regulatory AUM · August 2026
- GLOBAL VALUE INVESTMENT CORPORATIONCRD 144260 · MILWAUKEE, WI$225,627,462.00Regulatory AUM · August 2026
- GLOBAL VENTURE MANAGEMENT LLCCRD 324517 · SAN JUAN, PR$130,000,000.00Regulatory AUM · August 2026
- GLOBAL VIEW CAPITAL MANAGEMENT LLCCRD 158292 · WAUKESHA, WI$775,151,544.00Regulatory AUM · August 2026
- GLOBAL VIEW INVESTMENT ADVISORS, LLCCRD 145499 · GREENVILLE, SC$553,787,104.00Regulatory AUM · August 2026
- GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.CRD 286005 · FORT LAUDERDALE, FL$722,818,219.00Regulatory AUM · August 2026
- GLOBAL WEALTH MANAGEMENT, L.C.CRD 150743 · DEERFIELD BEACH, FL$184,189,318.00Regulatory AUM · August 2026
- GLOBAL WEALTH MANAGEMENT, LLCCRD 153677 · KINGSTON, NJ$245,661,289.00Regulatory AUM · August 2026
- GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLCCRD 316072 · DENVER, CO$456,960,110.00Regulatory AUM · August 2026
- GLOBAL WEALTH STRATEGIES LLCCRD 127059 · PALO ALTO, CA$147,000,000.00Regulatory AUM · August 2026
- GLOVER PARK WEALTH MANAGEMENT, LLCCRD 309793 · ARLINGTON, VA$144,252,021.00Regulatory AUM · August 2026
- GLR PARTNERS, LLCCRD 334902 · COLUMBIA, MD$260,700,422.00Regulatory AUM · August 2026
- GLS CAPITAL, LLCCRD 298976 · CHICAGO, IL$924,671,440.00Regulatory AUM · August 2026
- GO INVEST LLCCRD 291884 · WEST JORDAN, UT$889,043,390.00Regulatory AUM · August 2026
- GOALFUSION WEALTH MANAGEMENT, LLCCRD 309756$238,468,507.00Regulatory AUM · August 2026
- GOALVEST ADVISORY LLCCRD 285374 · NEW YORK, NY$777,569,840.00Regulatory AUM · August 2026
- GODFREY FINANCIAL ASSOCIATES, INC.CRD 126189 · GLENMONT, NY$182,520,893.00Regulatory AUM · August 2026
- GODSHALK WELSH CAPITAL MANAGEMENT, INC.CRD 106410 · RADNOR, PA$290,498,677.00Regulatory AUM · August 2026
- GOEPPER BURKHARDT LLCCRD 127896 · GREENVILLE, SC$380,275,598.00Regulatory AUM · August 2026
- GOING CPAS & WEALTH ADVISORS, LLPCRD 117104 · OPELOUSAS, LA$160,825,856.00Regulatory AUM · August 2026
- GOLD COAST WEALTH MANAGEMENT, LLCCRD 156338 · JERICHO, NY$413,783,484.00Regulatory AUM · August 2026
- GOLD INVESTMENT MANAGEMENT LTD.CRD 152056$525,761,061.00Regulatory AUM · August 2026
- GOLD MEDAL WATERS, INC.CRD 132294$285,639,406.00Regulatory AUM · August 2026
- GOLDBERG ADVISERS, LLCCRD 134174 · SAN RAFAEL, CA$402,600,006.00Regulatory AUM · August 2026
- GOLDBERG FINANCIAL ADVISORS, LLCCRD 158147 · EL SEGUNDO, CA$120,324,284.00Regulatory AUM · August 2026
- GOLDEN BAY ADVISORS LLCCRD 166679$295,660,102.00Regulatory AUM · August 2026
- GOLDEN BELL FINANCIAL PLANNING, LLCCRD 305635$208,600,000.00Regulatory AUM · August 2026
- GOLDEN GATE PERSONAL FINANCIAL PLANNINGCRD 132264 · SAN FRANCISCO, CA$195,935,082.00Regulatory AUM · August 2026
- GOLDEN K WEALTH MANAGEMENT, LLCCRD 156588 · WOODLAND HILLS, CA$179,443,752.00Regulatory AUM · August 2026
- GOLDEN RESERVE RETIREMENT, LLCCRD 283588 · DUBLIN, OH$544,286,481.00Regulatory AUM · August 2026
- GOLDEN ROAD ADVISORS LLCCRD 314077 · TAMPA, FL$237,749,516.00Regulatory AUM · August 2026
- GOLDEN SPARK INSIGHTS MERCHANT BANKING GROUP INC.CRD 339382 · FAIRFAX, VA$400,000,000.00Regulatory AUM · August 2026
- GOLDEN YEARS ADVISORY, LLCCRD 151640 · DULUTH, GA$111,071,559.00Regulatory AUM · August 2026
- GOLDENSTONE WEALTH MANAGEMENT, LLCCRD 310041 · EL DORADO HILLS, CA$238,259,000.00Regulatory AUM · August 2026
- GOLDENTREE ASSET MANAGEMENT CREDIT ADVISOR LLCCRD 288841 · NEW YORK, NY$318,511,665.00Regulatory AUM · August 2026
- GOLDFARB FINANCIAL MANAGEMENT, LLCCRD 306271$126,389,719.00Regulatory AUM · August 2026
- GOLDMAN LANCASTER, INC.CRD 136134 · LONG BEACH, CA$360,533,098.00Regulatory AUM · August 2026
- GOLDMAN WEALTH MANAGEMENT & ASSOCIATES, LLCCRD 290153 · SAN DIEGO, CA$119,967,372.00Regulatory AUM · August 2026
- GOLDNER HAWN LPCRD 299154 · MINNEAPOLIS, MN$898,931,531.00Regulatory AUM · August 2026
- GOLDSTEIN CAPITAL CORP.CRD 126146$279,627,436.00Regulatory AUM · August 2026
- GOOD HARBOR ADVISORS, INC.CRD 143492 · GLOUCESTER, MA$333,748,183.00Regulatory AUM · August 2026
- GOOD SPRINGS CAPITAL LPCRD 326803 · NEW YORK, NY$677,865,615.00Regulatory AUM · August 2026
- GOOD STEWARD WEALTH ADVISERS LLCCRD 333092 · CLARKSVILLE, TN$180,726,290.00Regulatory AUM · August 2026
- GOODE PARTNERS LLCCRD 161816 · NEW YORK, NY$317,455,305.00Regulatory AUM · August 2026
- GOODHART PARTNERS LLPCRD 281566$569,984,701.00Regulatory AUM · August 2026
- GOODHAVEN CAPITAL MANAGEMENT, LLCCRD 156032 · MILLBURN, NJ$405,257,220.00Regulatory AUM · August 2026
- GOODLANDER INVESTMENT MANAGEMENT, LLCCRD 317830 · DALLAS, TX$660,452,521.00Regulatory AUM · August 2026
- GOODMAN ADVISORY GROUP, LLCCRD 285637 · NEEDHAM, MA$415,478,640.00Regulatory AUM · August 2026
- GOODMAN FINANCIAL CORPORATIONCRD 114637 · HOUSTON, TX$915,932,762.00Regulatory AUM · August 2026
- GOODREID INVESTMENT COUNSEL CORP.CRD 146982$544,091,418.00Regulatory AUM · August 2026
- GOODSTEIN WEALTH MANAGEMENT LLCCRD 282910 · ENCINO, CA$114,199,021.00Regulatory AUM · August 2026
- GOODWIN CAPITAL ADVISERS, INC.CRD 108290 · HARTFORD, CT$986,624,790.00Regulatory AUM · August 2026
- GOODWIN INVESTMENT ADVISORY, LLCCRD 131193 · WOODSTOCK, GA$397,007,100.00Regulatory AUM · August 2026
- GOOGINS ADVISORS, INC.CRD 13985 · MIDDLETON, WI$501,043,111.00Regulatory AUM · August 2026
- GORDIAN ADVISORS, LLCCRD 121362 · TUCSON, AZ$265,202,910.00Regulatory AUM · August 2026
- GORDIAN WEALTH ADVISORS, LLCCRD 281775 · MILL VALLEY, CA$488,655,071.00Regulatory AUM · August 2026
- GORDON ASSET MANAGEMENT LLCCRD 137136 · WEST PALM BEACH, FL$128,856,461.00Regulatory AUM · August 2026
- GORDONMD GLOBAL INVESTMENTS LPCRD 316751 · BEVERLY HILLS, CA$322,272,133.00Regulatory AUM · August 2026
- GOTHAM GREEN PARTNERS, LLCCRD 288771 · SANTA MONICA, CA$334,766,429.00Regulatory AUM · August 2026
- GOULD CAPITAL, LLCCRD 300609 · TACOMA, WA$175,225,864.00Regulatory AUM · August 2026
- GOUWS CAPITAL LLCCRD 153812 · CHARLOTTE, NC$209,933,675.00Regulatory AUM · August 2026
- GOVERMAN FINANCIAL SOLUTIONS, LLCCRD 130397 · DEDHAM, MA$171,891,000.00Regulatory AUM · August 2026
- GPB CAPITAL HOLDINGS, LLCCRD 169825 · GREENWICH, CT$646,189,076.00Regulatory AUM · August 2026
- GPM GROWTH INVESTORS, INC.CRD 107645 · BLOOMFIELD HILLS, MI$281,313,485.00Regulatory AUM · August 2026
- GQG PRIVATE CAPITAL SOLUTIONS LLCCRD 332231 · TACOMA, WA$266,785,000.00Regulatory AUM · August 2026
- GRACE & WHITE, INCCRD 110761 · NEW YORK, NY$964,199,268.00Regulatory AUM · August 2026
- GRACE CAPITAL MANAGEMENT, LLCCRD 150054 · AUSTIN, TX$108,661,199.00Regulatory AUM · August 2026
- GRADIENT ADVISORS, LLCCRD 152665 · ARDEN HILLS, MN$289,253,282.00Regulatory AUM · August 2026
- GRADIENT CAPITAL ADVISORS, LLCCRD 168912 · SAN DIEGO, CA$742,204,721.00Regulatory AUM · August 2026
- GRADIENT RIDGE CAPITAL, L.P.CRD 340497 · NORWALK, CT$231,800,000.00Regulatory AUM · August 2026
- GRADIENT SECURITIES, LLCCRD 127701 · ARDEN HILLS, MN$607,877,168.00Regulatory AUM · August 2026
- GRAETER WEALTH ADVISORS, LLCCRD 170046 · LOUISVILLE, KY$104,897,434.00Regulatory AUM · August 2026
- GRAETZ WEALTH, LLCCRD 317857 · JENISON, MI$158,200,000.00Regulatory AUM · August 2026
- GRAFINE CAPITAL HOLDINGS LLCCRD 309490 · NEW YORK, NY$774,956,632.00Regulatory AUM · August 2026
- GRAGG & GRAGG, L.L.P.CRD 110592 · SHELBY, NC$215,357,909.00Regulatory AUM · August 2026