All investment adviser firms · Page 81
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- IRONARC MANAGEMENT, LLCCRD 336462 · AUSTIN, TX$834,087,168.00Regulatory AUM · August 2026
- IRONBRIDGE PRIVATE WEALTH, LLCCRD 287714 · AUSTIN, TX$379,680,244.00Regulatory AUM · August 2026
- IRONCLAD INVESTMENTS LLCCRD 154872 · MAITLAND, FL$217,885,495.00Regulatory AUM · August 2026
- IRONHORN ADVISORS LLCCRD 339425 · AUSTIN, TX$103,000,000.00Regulatory AUM · August 2026
- IRONHORSE CAPITAL LLCCRD 148572 · NASHVILLE, TN$120,503,506.00Regulatory AUM · August 2026
- IRONOAK WEALTH LLCCRD 306403 · CEDAR PARK, TX$162,000,000.00Regulatory AUM · August 2026
- IRONSHORE FINANCIAL, LLCCRD 294053$1,436,866,775.00Regulatory AUM · August 2026
- IRONSIDES ASSET ADVISORS, LLCCRD 161683 · ROCKY MOUNT, NC$1,423,876,452.00Regulatory AUM · August 2026
- IRONVIEW CAPITAL MANAGEMENT, LLCCRD 150250 · CONSHOHOCKEN, PA$1,394,221,866.00Regulatory AUM · August 2026
- IRONVINE CAPITAL PARTNERS, LLCCRD 168892 · OMAHA, NE$1,143,727,875.00Regulatory AUM · August 2026
- IRONWOOD CAPITAL ADVISORS LLCCRD 321642 · AVON, CT$766,243,903.00Regulatory AUM · August 2026
- IRONWOOD CAPITAL MANAGEMENT CORPCRD 109330 · SAN FRANCISCO, CA$8,225,793,478.00Regulatory AUM · August 2026
- IRONWOOD FINANCIAL, LLCCRD 151004 · TUCSON, AZ$662,546,990.00Regulatory AUM · August 2026
- IRONWOOD INVESTMENT COUNSEL, LLCCRD 110623 · SCOTTSDALE, AZ$1,757,391,038.00Regulatory AUM · August 2026
- IRONWOOD INVESTMENT MANAGEMENT, LLCCRD 108467 · BOSTON, MA$278,157,501.00Regulatory AUM · August 2026
- IRONWOOD WEALTH MANAGEMENT, INC.CRD 128699 · HURRICANE, WV$233,131,125.00Regulatory AUM · August 2026
- IRONWOOD WEALTH MANAGEMENT, LLCCRD 200511 · CHANDLER, AZ$607,666,705.00Regulatory AUM · August 2026
- IRTH CAPITAL MANAGEMENT LPCRD 330696 · NEW YORK, NY$218,271,096.00Regulatory AUM · August 2026
- IRVINE WEALTH PLANNING STRATEGIES, LLCCRD 284120 · CORNING, NY$156,991,981.00Regulatory AUM · August 2026
- ISAM FUNDS (UK) LIMITEDCRD 307680$2,333,665,789.00Regulatory AUM · August 2026
- ISAM FUNDS (USA) LLCCRD 307934 · BOCA RATON, FL$2,333,665,789.00Regulatory AUM · August 2026
- ISC ADVISORS, INC.CRD 166586 · DALLAS, TX$1,617,801,120.00Regulatory AUM · August 2026
- ISECTORS, LLCCRD 147589 · APPLETON, WINot availableRegulatory AUM · August 2026
- ISF GLOBAL CAPITAL INC.CRD 340592 · ORLANDO, FL$128,708,258.00Regulatory AUM · August 2026
- ISHARA INVESTMENTS LPCRD 331869 · LOS ANGELES, CA$259,118,831.00Regulatory AUM · August 2026
- ISLAND GREEN CAPITAL MANAGEMENT LLCCRD 325777$416,895,898.00Regulatory AUM · August 2026
- ISLAND INVESTMENT MANAGEMENT LLCCRD 308097 · NEW YORK, NY$1,665,465,235.00Regulatory AUM · August 2026
- ISLANDBRIDGE CAPITAL LIMITEDCRD 312174$1,617,409,650.00Regulatory AUM · August 2026
- ISLAY CAPITAL MANAGEMENT, LLCCRD 114531 · LUBBOCK, TX$357,658,014.00Regulatory AUM · August 2026
- ISLET MANAGEMENT, LPCRD 290576 · NEW YORK, NY$108,805,629.00Regulatory AUM · August 2026
- ISO-MTS CAPITAL MANAGEMENT LPCRD 322648 · GREENWICH, CT$1,488,516,025.00Regulatory AUM · August 2026
- ISOMETRY CAPITAL, LLCCRD 307544 · NEW YORK, NY$1,012,740,407.00Regulatory AUM · August 2026
- ISQ CAPITAL LLCCRD 340355 · KING OF PRUSSIA, PANot availableRegulatory AUM · August 2026
- ISQ OPENINFRA REGISTERED ADVISOR LLCCRD 332721 · MIAMI, FL$348,117,613.00Regulatory AUM · August 2026
- ISRAEL INVESTMENT ADVISORS, LLCCRD 153952 · DENVER, CO$96,302,348.00Regulatory AUM · August 2026
- ISTHMUS PARTNERS, LLCCRD 171279 · MADISON, WI$1,438,537,516.00Regulatory AUM · August 2026
- ISTO ADVISORS, LLCCRD 284560 · TROY, MI$1,064,509,671.00Regulatory AUM · August 2026
- ITAU BBA USA SECURITIES, INC.CRD 118817 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- ITAU USA ASSET MANAGEMENT INC.CRD 156313 · NEW YORK, NY$9,266,870,687.00Regulatory AUM · August 2026
- ITE MANAGEMENT L.P.CRD 277037 · NEW YORK, NY$7,505,806,652.00Regulatory AUM · August 2026
- ITRUST ASSET MANAGEMENT, LLCCRD 164193 · LEXINGTON, KY$211,938,663.00Regulatory AUM · August 2026
- ITS ASSET MANAGEMENT LPCRD 106977 · NORTH HAVEN, CT$297,803,611.00Regulatory AUM · August 2026
- IVANOFF WEALTH MANAGEMENT INC.CRD 325275 · CYPRESS, CA$173,968,647.00Regulatory AUM · August 2026
- IVC WEALTH ADVISORS LLCCRD 301127 · SILVERDALE, PA$454,979,896.00Regulatory AUM · August 2026
- IVESTA CORPCRD 337603 · NEW YORK, NY$82,000,000.00Regulatory AUM · August 2026
- IVY EVERGREEN, LLCCRD 324430 · CHARLESTON, SC$155,003,228.00Regulatory AUM · August 2026
- IVY HILL ASSET MANAGEMENT, L.P.CRD 161608 · NEW YORK, NY$12,957,965,200.00Regulatory AUM · August 2026
- IVY INVEST CORPORATIONCRD 328122 · SAN FRANCISCO, CA$12,577,736.00Regulatory AUM · August 2026
- IVY LEAGUE FINANCIAL ADVISORS LLCCRD 119145 · ROCKVILLE, MD$188,667,656.00Regulatory AUM · August 2026
- IVYROCK ASSET MANAGEMENT (HK) LIMITEDCRD 286174$1,140,562,125.00Regulatory AUM · August 2026
- IWC ASSET MANAGEMENT LLCCRD 286445$92,074,955.00Regulatory AUM · August 2026
- IWC INVESTMENT PARTNERS A/SCRD 287869$2,948,321,247.00Regulatory AUM · August 2026
- IWEALTH FINANCIAL, LLCCRD 329980 · WASECA, MN$311,606,497.00Regulatory AUM · August 2026
- IWP WEALTH MANAGEMENT LLCCRD 136314 · DENVER, CO$4,317,878,813.00Regulatory AUM · July 2026
- J K R & COMPANY, INC.CRD 8040 · VAN NUYS, CA$136,316,266.00Regulatory AUM · August 2026
- J M BROWN & ASSOCIATES, INC.CRD 118427 · TULSA, OK$202,091,848.00Regulatory AUM · August 2026
- J O HAMBRO CAPITAL MANAGEMENT LIMITEDCRD 138653$23,276,529,768.00Regulatory AUM · August 2026
- J. GOLDMAN & CO., L.P.CRD 157465 · NEW YORK, NY$4,872,933,070.00Regulatory AUM · August 2026
- J. HAGAN CAPITAL, INC.CRD 168467 · LOUISVILLE, KY$341,762,266.00Regulatory AUM · August 2026
- J. L. BAINBRIDGE & CO., INC.CRD 108058 · SARASOTA, FL$1,371,158,033.00Regulatory AUM · August 2026
- J. L. PERKINS WEALTH MANAGEMENT, LLCCRD 174308 · MACON, GA$142,180,370.00Regulatory AUM · August 2026
- J. MANDWELLE CAPITAL STRATEGIES, LLCCRD 166330$60,867,197.00Regulatory AUM · August 2026
- J. MARK NICKELL & CO.CRD 111635 · BRENTWOOD, TN$146,425,524.00Regulatory AUM · August 2026
- J. P. DAVIS, INC.CRD 289548 · ORO VALLEY, AZ$241,969,239.00Regulatory AUM · August 2026
- J. SAFRA ASSET MANAGEMENT CORPORATIONCRD 131243 · NEW YORK CITY, NY$6,257,449,885.00Regulatory AUM · August 2026
- $931,943,670.00Regulatory AUM · August 2026
- J. STERN & CO. LLPCRD 323871$2,234,876,930.00Regulatory AUM · August 2026
- J. STERN & CO., LLCCRD 326509 · NEW YORK CITY, NY$608,643,699.00Regulatory AUM · August 2026
- J. TEAM FINANCIAL, INC.CRD 134104 · ABILENE, TX$262,026,877.00Regulatory AUM · August 2026
- J.C. FLOWERS & CO. LLCCRD 142529 · NEW YORK, NY$6,010,069,000.00Regulatory AUM · August 2026
- J.D.T. INCCRD 146357 · LEXINGTON, KY$158,742,586.00Regulatory AUM · August 2026
- J.DEREK LEWIS & ASSOCIATES, INC.CRD 122307 · NEWPORT BEACH, CA$2,276,577,707.00Regulatory AUM · August 2026
- J.E. SIMMONS & CO., P.C.CRD 108789 · DALLAS, TX$213,103,959.00Regulatory AUM · August 2026
- J.F. LEHMAN AND COMPANY LLCCRD 292932 · NEW YORK, NY$9,006,926,647.00Regulatory AUM · August 2026
- J.F. WILLIAMS CO., INC.CRD 113569 · DENVER, CO$286,482,879.00Regulatory AUM · August 2026
- J.G.HENDRICKS FINANCIAL SERVICES, LLCCRD 289593 · ALGONQUIN, IL$536,115,799.00Regulatory AUM · August 2026
- J.H. LANE PARTNERS, LPCRD 282383 · NEW YORK, NY$276,035,355.00Regulatory AUM · August 2026
- J.H. WHITNEY CAPITAL PARTNERS, LLCCRD 160547 · NEW CANAAN, CT$859,327,363.00Regulatory AUM · August 2026
- J.K. FINANCIAL, INC.CRD 114929 · DALLAS, TX$195,811,000.00Regulatory AUM · August 2026
- J.M. ARBOUR, LLCCRD 313352 · GARDINER, ME$183,158,509.00Regulatory AUM · August 2026
- J.M. BRUDERMAN & COMPANY, LLCCRD 323195 · LOCUST VALLEY, NY$78,514,722.00Regulatory AUM · August 2026
- J.M. FORBES & CO. LLPCRD 107422 · BOSTON, MA$1,674,306,720.00Regulatory AUM · August 2026
- J.P. CAPITAL MANAGEMENT, INC.CRD 142109 · EUGENE, OR$166,598,986.00Regulatory AUM · August 2026
- J.P. KING ADVISORS, INC.CRD 112109 · WALNUT CREEK, CA$889,700,000.00Regulatory AUM · August 2026
- J.P. MARVEL INVESTMENT ADVISORS, INC.CRD 144364 · BOSTON, MA$820,745,015.00Regulatory AUM · August 2026
- J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC.CRD 20989 · NEW YORK, NY$29,731,327,961.00Regulatory AUM · August 2026
- J.P. MORGAN INVESTMENT MANAGEMENT INC.CRD 107038 · NEW YORK, NY$3,519,414,511,755.00Regulatory AUM · August 2026
- J.P. MORGAN PRIVATE INVESTMENTS INC.CRD 110186 · NEW YORK, NY$469,980,115,033.00Regulatory AUM · August 2026
- J.P. MORGAN SECURITIES LLCCRD 79 · NEW YORK, NY$429,694,491,042.00Regulatory AUM · August 2026
- J.P.MORGAN WEALTH MANAGEMENT SOLUTIONS INC.CRD 335439 · NEW YORK, NY$8,994,413.00Regulatory AUM · August 2026
- J.R. PRUNIER CAPITAL MANAGEMENT LLCCRD 321026 · HOLDEN, MA$407,009,712.00Regulatory AUM · August 2026
- J.W. KORTH & COMPANY, LIMITED PARTNERSHIPCRD 26455 · LANSING, MI$228,688,211.00Regulatory AUM · August 2026
- J2 CAPITAL MANAGEMENT, INC.CRD 152964 · TROY, MI$195,720,451.00Regulatory AUM · August 2026
- JACK CREEK PARTNERS LLCCRD 338362 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- JACK V. BUTTERFIELD INVESTMENT COMPANYCRD 3998 · JACKSON, MI$157,645,609.00Regulatory AUM · August 2026
- JACKSON AVENUE, LLCCRD 158854$185,007,992.00Regulatory AUM · August 2026
- JACKSON CREEK INVESTMENT ADVISORS LLCCRD 309116 · CASTLE ROCK, CO$348,959,797.00Regulatory AUM · August 2026
- JACKSON FINANCIAL SERVICES, LLCCRD 132252 · MT. PLEASANT, SC$498,065,507.00Regulatory AUM · August 2026
- JACKSON HILL ADVISORS, LLCCRD 284162 · HOUSTON, TX$217,885,900.00Regulatory AUM · August 2026
- JACKSON NATIONAL ASSET MANAGEMENT, LLCCRD 111079 · LANSING, MI$246,298,487,320.00Regulatory AUM · August 2026