All investment adviser firms · Page 66
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- GLOBAL ASSETS ADVISORY, LLCCRD 300460 · ORLANDO, FL$551,663,967.00Regulatory AUM · August 2026
- GLOBAL ATLANTIC INVESTMENT ADVISORS, LLCCRD 167429 · INDIANAPOLIS, IN$2,696,672,242.00Regulatory AUM · August 2026
- GLOBAL AUTOTRADING INC.CRD 143231$7,300,903.00Regulatory AUM · August 2026
- GLOBAL BETA ADVISORS LLCCRD 298176 · WEST CHESTER, PA$28,801,241.00Regulatory AUM · August 2026
- GLOBAL BROKERAGE SERVICES, INC.CRD 37505 · HUNT VALLEY, MD$137,300,000.00Regulatory AUM · August 2026
- GLOBAL CREDIT ADVISERS, LLCCRD 147843 · NEW YORK, NY$505,660,168.00Regulatory AUM · August 2026
- GLOBAL DELTA CAPITAL, LLCCRD 324485 · SOMERVILLE, MA$224,931,186.00Regulatory AUM · August 2026
- GLOBAL ENDOWMENT MANAGEMENT, LPCRD 157772 · CHARLOTTE, NC$12,883,817,810.00Regulatory AUM · August 2026
- GLOBAL EVOLUTION USA, LLCCRD 161677 · NEW YORK, NY$1,192,122,785.00Regulatory AUM · August 2026
- GLOBAL FINANCIAL ADVISORY SERVICES, INC.CRD 135234 · VALENCIA, CA$259,257,690.00Regulatory AUM · August 2026
- GLOBAL FINANCIAL GROUP ADVISORS LLCCRD 166251 · GRAND RAPIDS, MI$739,395,661.00Regulatory AUM · August 2026
- GLOBAL FINANCIAL PLANNING GROUP, LLCCRD 114803 · TROY, MI$135,341,018.00Regulatory AUM · August 2026
- GLOBAL FINANCIAL PRIVATE CLIENT, LLCCRD 290006 · SARASOTA, FL$828,334,313.00Regulatory AUM · August 2026
- GLOBAL FOREST PARTNERS LPCRD 127064 · LEBANON, NH$3,499,624,000.00Regulatory AUM · August 2026
- GLOBAL FRONTIER INVESTMENTS, LLCCRD 160105 · CHARLESTON, SC$681,960,598.00Regulatory AUM · August 2026
- GLOBAL IMC LLCCRD 170870 · SOLANA BEACH, CA$790,024,088.00Regulatory AUM · August 2026
- GLOBAL INFRASTRUCTURE MANAGEMENT, LLCCRD 157434 · NEW YORK, NY$142,154,183,566.00Regulatory AUM · August 2026
- GLOBAL INVESTMENT ADVISORY LLCCRD 310305 · MCDONOUGH, GA$71,832,116.00Regulatory AUM · August 2026
- GLOBAL KANDOR ADVISORS, LLCCRD 308452 · MIAMI, FL$483,329,066.00Regulatory AUM · August 2026
- GLOBAL LISTING ACCELERATOR SECURITIES LIMITEDCRD 327603 · NEW YORK, NY$27,000,000.00Regulatory AUM · August 2026
- GLOBAL OPPORTUNE INVESTMENTS LLCCRD 319494 · MIAMI, FL$111,348,774.00Regulatory AUM · August 2026
- GLOBAL PARTNERSHIPSCRD 300844 · SEATTLE, WA$221,065,774.00Regulatory AUM · August 2026
- GLOBAL PORTFOLIO SOLUTIONS, INC.CRD 333381 · SCOTTSDALE, AZ$127,696,231.00Regulatory AUM · August 2026
- GLOBAL PREDICTIONS INCCRD 327520Not availableRegulatory AUM · August 2026
- GLOBAL RETIREMENT PARTNERS LLCCRD 172011 · SAN RAFAEL, CA$169,584,566,299.00Regulatory AUM · August 2026
- GLOBAL STRATEGIC INVESTMENT SOLUTIONS, LLCCRD 175300 · SCOTTSDALE, AZ$1,609,486,864.00Regulatory AUM · August 2026
- GLOBAL STRATEGIC MANAGEMENT INCCRD 105985 · DORADO, PR$221,643,624.00Regulatory AUM · August 2026
- GLOBAL STRATEGIC RISK MANAGEMENT, LLCCRD 327157 · PROVIDENCE, RI$2,909,330,786.00Regulatory AUM · August 2026
- GLOBAL TRUST ASSET MANAGEMENT, LLCCRD 143120 · PALM BEACH GARDENS, FL$450,243,060.00Regulatory AUM · August 2026
- GLOBAL TRUST WEALTH MANAGEMENT LLCCRD 333458 · WEST PALM BEACH, FL$213,655,374.00Regulatory AUM · August 2026
- GLOBAL VALUE INVESTMENT CORPORATIONCRD 144260 · MILWAUKEE, WI$225,627,462.00Regulatory AUM · August 2026
- GLOBAL VENTURE MANAGEMENT LLCCRD 324517 · SAN JUAN, PR$130,000,000.00Regulatory AUM · August 2026
- GLOBAL VIEW CAPITAL MANAGEMENT LLCCRD 158292 · WAUKESHA, WI$775,151,544.00Regulatory AUM · August 2026
- GLOBAL VIEW INVESTMENT ADVISORS, LLCCRD 145499 · GREENVILLE, SC$553,787,104.00Regulatory AUM · August 2026
- GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.CRD 286005 · FORT LAUDERDALE, FL$722,818,219.00Regulatory AUM · August 2026
- GLOBAL WEALTH MANAGEMENT, L.C.CRD 150743 · DEERFIELD BEACH, FL$184,189,318.00Regulatory AUM · August 2026
- GLOBAL WEALTH MANAGEMENT, LLCCRD 153677 · KINGSTON, NJ$245,661,289.00Regulatory AUM · August 2026
- GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLCCRD 316072 · DENVER, CO$456,960,110.00Regulatory AUM · August 2026
- GLOBAL WEALTH STRATEGIES LLCCRD 127059 · PALO ALTO, CA$147,000,000.00Regulatory AUM · August 2026
- GLOBAL X MANAGEMENT COMPANY LLCCRD 146932 · NEW YORK, NY$83,017,000,000.00Regulatory AUM · August 2026
- GLOBALT INVESTMENTS LLCCRD 328039 · ATLANTA, GA$3,021,798,165.00Regulatory AUM · August 2026
- GLOBEFLEX CAPITAL LPCRD 106417 · SAN DIEGO, CA$4,595,328,445.00Regulatory AUM · August 2026
- GLOUSTON CAPITAL PARTNERS, LLCCRD 133792 · BOSTON, MA$1,897,798,215.00Regulatory AUM · August 2026
- GLOVER PARK WEALTH MANAGEMENT, LLCCRD 309793 · ARLINGTON, VA$144,252,021.00Regulatory AUM · August 2026
- GLR INVESTMENT ADVISORY LLCCRD 328662$637,332.00Regulatory AUM · August 2026
- GLR PARTNERS, LLCCRD 334902 · COLUMBIA, MD$260,700,422.00Regulatory AUM · August 2026
- GLS CAPITAL, LLCCRD 298976 · CHICAGO, IL$924,671,440.00Regulatory AUM · August 2026
- GLYNN CAPITAL MANAGEMENT, LLCCRD 111296 · MENLO PARK, CA$1,517,358,015.00Regulatory AUM · August 2026
- GMO SINGAPORE PTE. LIMITEDCRD 169321$2,130,674,794.00Regulatory AUM · August 2026
- GMT CAPITAL CORP.CRD 160404 · ATLANTA, GA$6,897,140,394.00Regulatory AUM · August 2026
- GO INVEST LLCCRD 291884 · WEST JORDAN, UT$889,043,390.00Regulatory AUM · August 2026
- GOALFUSION WEALTH MANAGEMENT, LLCCRD 309756$238,468,507.00Regulatory AUM · August 2026
- GOALPOST WEALTH MANAGEMENT, LLCCRD 341905 · RADNOR, PANot availableRegulatory AUM · August 2026
- GOALVEST ADVISORY LLCCRD 285374 · NEW YORK, NY$777,569,840.00Regulatory AUM · August 2026
- GOANNA CAPITAL MANAGEMENT LLCCRD 314952$1,858,899,907.00Regulatory AUM · August 2026
- GOBI CAPITAL LLCCRD 151427 · BEVERLY HILLS, CA$2,689,434,344.00Regulatory AUM · August 2026
- GODFREY FINANCIAL ASSOCIATES, INC.CRD 126189 · GLENMONT, NY$182,520,893.00Regulatory AUM · August 2026
- GODSEY & GIBB INCCRD 105650 · RICHMOND, VA$1,560,594,356.00Regulatory AUM · August 2026
- GODSHALK WELSH CAPITAL MANAGEMENT, INC.CRD 106410 · RADNOR, PA$290,498,677.00Regulatory AUM · August 2026
- GODSPEED CAPITAL MANAGEMENT LPCRD 313936 · WASHINGTON, DC$1,112,484,309.00Regulatory AUM · August 2026
- GODWIN CAPITAL GROUP, LLCCRD 316592 · ATLANTA, GA$1,131,311,660.00Regulatory AUM · August 2026
- GOEHRING & ROZENCWAJG ASSOCIATES, LLCCRD 283394 · NEW YORK, NY$1,514,632,680.00Regulatory AUM · August 2026
- GOELZER INVESTMENT MANAGEMENT, INC.CRD 44402 · CARMEL, IN$4,510,923,289.00Regulatory AUM · August 2026
- GOEPPER BURKHARDT LLCCRD 127896 · GREENVILLE, SC$380,275,598.00Regulatory AUM · August 2026
- GOING CPAS & WEALTH ADVISORS, LLPCRD 117104 · OPELOUSAS, LA$160,825,856.00Regulatory AUM · August 2026
- GOLD COAST WEALTH MANAGEMENT, LLCCRD 156338 · JERICHO, NY$413,783,484.00Regulatory AUM · August 2026
- GOLD INVESTMENT MANAGEMENT LTD.CRD 152056$525,761,061.00Regulatory AUM · August 2026
- GOLD MEDAL WATERS, INC.CRD 132294$285,639,406.00Regulatory AUM · August 2026
- GOLDBERG ADVISERS, LLCCRD 134174 · SAN RAFAEL, CA$402,600,006.00Regulatory AUM · August 2026
- GOLDBERG FINANCIAL ADVISORS, LLCCRD 158147 · EL SEGUNDO, CA$120,324,284.00Regulatory AUM · August 2026
- GOLDBERG LINDSAY & CO. LLCCRD 141029 · NEW YORK, NY$11,909,436,598.00Regulatory AUM · August 2026
- GOLDEN BAY ADVISORS LLCCRD 166679$295,660,102.00Regulatory AUM · August 2026
- GOLDEN BELL FINANCIAL PLANNING, LLCCRD 305635$208,600,000.00Regulatory AUM · August 2026
- GOLDEN BELL PARTNERS, LLCCRD 172580$1,387,952,762.00Regulatory AUM · August 2026
- GOLDEN EAGLE CAPITAL ADVISORS, INC.CRD 173811$46,848,347.00Regulatory AUM · August 2026
- GOLDEN EAGLE STRATEGIES, LLCCRD 169362 · DELRAY BEACH, FL$50,524,306.00Regulatory AUM · August 2026
- GOLDEN GATE PERSONAL FINANCIAL PLANNINGCRD 132264 · SAN FRANCISCO, CA$195,935,082.00Regulatory AUM · August 2026
- GOLDEN GATE PRIVATE EQUITY INC.CRD 157379 · SAN FRANCISCO, CA$11,164,012,486.00Regulatory AUM · August 2026
- GOLDEN JADE CAPITAL MANAGEMENT, LLCCRD 167923$2,850,000.00Regulatory AUM · August 2026
- GOLDEN K WEALTH MANAGEMENT, LLCCRD 156588 · WOODLAND HILLS, CA$179,443,752.00Regulatory AUM · August 2026
- GOLDEN RATIO WEALTH MANAGEMENT LLCCRD 342561 · RADNOR, PANot availableRegulatory AUM · August 2026
- GOLDEN RESERVE RETIREMENT, LLCCRD 283588 · DUBLIN, OH$544,286,481.00Regulatory AUM · August 2026
- GOLDEN ROAD ADVISORS LLCCRD 314077 · TAMPA, FL$237,749,516.00Regulatory AUM · August 2026
- GOLDEN SPARK INSIGHTS MERCHANT BANKING GROUP INC.CRD 339382 · FAIRFAX, VA$400,000,000.00Regulatory AUM · August 2026
- GOLDEN STATE WEALTH MANAGEMENT, LLCCRD 167995 · POWELL, WY$2,215,873,193.00Regulatory AUM · August 2026
- GOLDEN YEARS ADVISORY, LLCCRD 151640 · DULUTH, GA$111,071,559.00Regulatory AUM · August 2026
- GOLDENSTONE WEALTH MANAGEMENT, LLCCRD 310041 · EL DORADO HILLS, CA$238,259,000.00Regulatory AUM · August 2026
- GOLDENTREE ASSET MANAGEMENT CREDIT ADVISOR LLCCRD 288841 · NEW YORK, NY$318,511,665.00Regulatory AUM · August 2026
- GOLDENTREE ASSET MANAGEMENT LPCRD 112753 · NEW YORK, NY$70,140,103,253.00Regulatory AUM · August 2026
- GOLDENX COMPANYCRD 326730 · WOBURN, MA$1,316,714,227.00Regulatory AUM · August 2026
- GOLDFARB FINANCIAL MANAGEMENT, LLCCRD 306271$126,389,719.00Regulatory AUM · August 2026
- GOLDFINCH PARTNERS LPCRD 300919 · BELLEVUE, WA$2,085,653,789.00Regulatory AUM · August 2026
- GOLDIRON GP LLCCRD 285239 · NEW YORK, NY$60,160,557.00Regulatory AUM · August 2026
- GOLDMAN LANCASTER, INC.CRD 136134 · LONG BEACH, CA$360,533,098.00Regulatory AUM · August 2026
- GOLDMAN SACHS & CO. LLCCRD 361 · NEW YORK, NY$133,644,228,926.00Regulatory AUM · August 2026
- $21,189,475,396.00Regulatory AUM · August 2026
- $13,777,866,083.00Regulatory AUM · August 2026
- GOLDMAN SACHS ASSET MANAGEMENT CO., LTD.CRD 283221$71,833,030,718.00Regulatory AUM · August 2026
- $621,020,040,973.00Regulatory AUM · August 2026
- GOLDMAN SACHS ASSET MANAGEMENT, L.P.CRD 107738 · NEW YORK, NY$2,648,902,942,827.00Regulatory AUM · August 2026