All investment adviser firms · Page 145
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- STERLING CAPITAL MANAGEMENT INCCRD 106822 · BROOKFIELD, WI$296,946,819.00Regulatory AUM · August 2026
- STERLING CAPITAL MANAGEMENT LLCCRD 135405 · CHARLOTTE, NC$69,234,190,434.00Regulatory AUM · August 2026
- STERLING FINANCIAL ADVISORS, LLCCRD 107783$144,596,398.00Regulatory AUM · August 2026
- STERLING FINANCIAL PLANNING INCCRD 108664 · SPARTA, NJ$760,762,843.00Regulatory AUM · August 2026
- STERLING FUND MANAGEMENT, LLCCRD 160338 · CHICAGO, IL$461,646,186.00Regulatory AUM · August 2026
- STERLING GROUP WEALTH MANAGEMENT, LLCCRD 111782 · PASADENA, CA$471,344,505.00Regulatory AUM · August 2026
- STERLING INVESTMENT ADVISORS LTD.CRD 140710 · BERWYN, PA$1,075,820,676.00Regulatory AUM · August 2026
- STERLING INVESTMENT ADVISORS,LLCCRD 117287 · BOLIVAR, MO$229,251,945.00Regulatory AUM · August 2026
- STERLING INVESTMENT COUNSEL, LLCCRD 282624 · BUFFALO, NY$1,034,282,441.00Regulatory AUM · August 2026
- STERLING INVESTMENT MANAGEMENT, LLCCRD 112923 · TUCSON, AZ$409,201,752.00Regulatory AUM · August 2026
- STERLING INVESTMENT MANAGEMENT, LLCCRD 174707 · WEST PALM BEACH, FL$2,412,980,143.00Regulatory AUM · August 2026
- STERLING INVESTMENT PARTNERS ADVISERS, LLCCRD 156946 · GREENWICH, CT$3,943,513,537.00Regulatory AUM · August 2026
- STERLING INVESTORS LPCRD 311318 · NEW YORK, NY$1,136,893,000.00Regulatory AUM · August 2026
- STERLING LEGACY ADVISORS INC.CRD 340172Not availableRegulatory AUM · August 2026
- STERLING MANOR FINANCIAL, LLCCRD 284218 · SARATOGA SPRINGS, NY$201,005,892.00Regulatory AUM · August 2026
- STERLING RETIREMENT GROUP OF SACRAMENTO INC.CRD 168397 · ROSEVILLE, CA$253,000,000.00Regulatory AUM · August 2026
- STERLING WEALTH ADVISORS, INC.CRD 124121 · PLANTATION, FL$223,541,508.00Regulatory AUM · August 2026
- STERLING WEALTH MANAGEMENT, INC.CRD 131304 · CHAMPAIGN, IL$494,582,785.00Regulatory AUM · August 2026
- STERN CAPITAL MANAGEMENT, INC.CRD 124405 · OLD BRIDGE, NJ$297,660,237.00Regulatory AUM · August 2026
- STERNECK CAPITAL MANAGEMENT LLCCRD 111463 · KANSAS CITY, MO$327,938,616.00Regulatory AUM · August 2026
- STEVE LYNCH WEALTH MANAGEMENTCRD 113715 · ALBUQUERQUE, NM$153,357,000.00Regulatory AUM · August 2026
- STEVEN FELDSTEIN & ASSOCIATESCRD 109022$160,000,000.00Regulatory AUM · August 2026
- STEVEN G. BLUM AND ASSOCIATES, LLCCRD 130807 · SWARTHMORE, PA$180,237,422.00Regulatory AUM · August 2026
- STEVENS CAPITAL MANAGEMENT LPCRD 161202 · RADNOR, PA$3,678,695,877.00Regulatory AUM · August 2026
- STEVENS CAPITAL PARTNERS INCCRD 317517 · OMAHA, NE$810,293,180.00Regulatory AUM · August 2026
- STEVENS, FOSTER FINANCIAL SERVICES, INC.CRD 115752 · BLOOMINGTON, MN$750,430,120.00Regulatory AUM · August 2026
- STEWARD ADVISORS GROUP, LLCCRD 321846 · HALFMOON, NY$105,372,244.00Regulatory AUM · August 2026
- STEWARD ADVISORS, LLCCRD 156331 · CHICAGO, IL$160,737,179.00Regulatory AUM · August 2026
- STEWARD CAPITAL MANAGEMENT, INC.CRD 104936 · BLOOMFIELD HILLS, MI$95,148,352.00Regulatory AUM · August 2026
- STEWARD PARTNERS INVESTMENT ADVISORY, LLCCRD 283004 · STAMFORD, CT$36,731,387,293.00Regulatory AUM · August 2026
- STEWARDSHIP ADVISORS, LLCCRD 277099 · MOUNT JOY, PA$545,180,460.00Regulatory AUM · August 2026
- STEWARDSHIP ADVISORY GROUP, LLCCRD 165710 · CLERMONT, FL$321,909,000.00Regulatory AUM · August 2026
- STEWARDSHIP CAPITAL, LTD.CRD 110944 · INDEPENDENCE, MO$168,360,014.00Regulatory AUM · August 2026
- STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLCCRD 330611 · SPOKANE, WA$174,620,530.00Regulatory AUM · August 2026
- STEWARDSHIP FINANCIAL SERVICES, INC.CRD 128676 · TARRYTOWN, NY$65,516,641.00Regulatory AUM · August 2026
- $73,217,944.00Regulatory AUM · August 2026
- STEWARDWELL LLCCRD 342950 · FRANKLIN, TNNot availableRegulatory AUM · August 2026
- STEWART & ASSOCIATES, PLLCCRD 159486 · MISSOULA, MTNot availableRegulatory AUM · August 2026
- STEWART WEALTH MANAGEMENT, INC.CRD 143425 · SAN RAFAEL, CA$581,542,155.00Regulatory AUM · August 2026
- STG PARTNERS, LLCCRD 291048 · MENLO PARK, CA$13,428,232,772.00Regulatory AUM · August 2026
- STIEVEN CAPITAL ADVISORS, L.P.CRD 136106 · ST. LOUIS, MO$563,449,338.00Regulatory AUM · August 2026
- STIFEL CAPITAL MANAGEMENT, LLCCRD 328365 · NEW YORK, NY$4,199,937,688.00Regulatory AUM · August 2026
- STIFEL INDEPENDENT ADVISORS, LLCCRD 28218 · ST LOUIS, MO$5,006,962,899.00Regulatory AUM · August 2026
- STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD 793 · ST LOUIS, MO$197,532,233,502.00Regulatory AUM · August 2026
- STILES FINANCIAL SERVICES INCORPORATEDCRD 117023 · EDINA, MN$548,748,527.00Regulatory AUM · August 2026
- STILLPOINT INVESTMENTS LPCRD 318718 · NEW YORK, NY$169,848,899.00Regulatory AUM · August 2026
- STILLWATER ASSET MANAGEMENT, LLCCRD 288535 · STILLWATER, MN$701,423,150.00Regulatory AUM · August 2026
- STILLWATER CAPITAL ADVISORS, LLCCRD 149946 · DEVON, PA$1,344,273,458.00Regulatory AUM · August 2026
- STILLWATER CAPITAL MANAGEMENT, CORPCRD 313075 · CARMEL-BY-THE-SEA, CA$102,463,339.00Regulatory AUM · August 2026
- STILLWATER PRIVATE WEALTH, LLCCRD 339794$176,766,445.00Regulatory AUM · August 2026
- STILLWATER WEALTH MANAGEMENT GROUP LLCCRD 309796 · JUNO BEACH, FL$206,582,835.00Regulatory AUM · August 2026
- STILWELL VALUE LLCCRD 160697 · NEW YORK, NY$278,729,034.00Regulatory AUM · August 2026
- STIRLINGSHIRE RIA LLCCRD 327779 · NEW YORK, NY$179,802,588.00Regulatory AUM · August 2026
- STITES FINANCIAL CONSULTINGCRD 293058 · WILTON, CA$132,300,000.00Regulatory AUM · August 2026
- STOCK FARM PARTNERS LLCCRD 300060 · PALO ALTO, CA$137,742,593.00Regulatory AUM · August 2026
- STOCK MANAGEMENT LLCCRD 113902$141,780,647.00Regulatory AUM · August 2026
- STOCK SNIPS, INC.CRD 322544 · PITTSBURGH, PANot availableRegulatory AUM · August 2026
- STOCKBRIDGE CAPITAL GROUP, LLCCRD 149002 · SAN FRANCISCO, CA$21,548,034,803.00Regulatory AUM · August 2026
- STOCKBRIDGE PARTNERS LLCCRD 160674 · BOSTON, MA$5,411,170,790.00Regulatory AUM · August 2026
- STOCKMAN WEALTH MANAGEMENT, INC.CRD 122166 · BILLINGS, MT$5,235,996,694.00Regulatory AUM · August 2026
- STOCKTALK INC.CRD 337818 · MENLO PARK, CANot availableRegulatory AUM · August 2026
- STOIC POINT CAPITAL MANAGEMENT LLCCRD 297766 · PALO ALTO, CA$119,496,738.00Regulatory AUM · August 2026
- STOKER OSTLER WEALTH ADVISORS, INC.CRD 111320 · SCOTTSDALE, AZ$3,669,760,193.00Regulatory AUM · August 2026
- STOKES CAPITAL ADVISORS, LLCCRD 281278 · GREENWOOD, SC$499,428,850.00Regulatory AUM · August 2026
- STOKES FAMILY OFFICE LLCCRD 300899 · NEW ORLEANS, LA$3,351,688,868.00Regulatory AUM · August 2026
- STOLPER & COMPANYCRD 6911 · SAN DIEGO, CA$615,674,739.00Regulatory AUM · August 2026
- STOLZ & ASSOCIATES, PSCRD 117216 · TACOMA, WA$282,195,649.00Regulatory AUM · August 2026
- STOLZER ROTHSCHILD LEVY LLCCRD 169817 · BASKING RIDGE, NJ$165,969,000.00Regulatory AUM · August 2026
- STONE HILL FIDUCIARY MANAGEMENT, LLCCRD 164981 · GREAT NECK, NY$2,785,133,518.00Regulatory AUM · August 2026
- STONE HOUSE CAPITAL MANAGEMENT, LLCCRD 167094 · BAY HARBOR ISLANDS, FL$169,836,054.00Regulatory AUM · August 2026
- STONE HOUSE INVESTMENT MANAGEMENT, LLCCRD 139410 · TUNKHANNOCK, PA$841,676,886.00Regulatory AUM · August 2026
- STONE LOFT WEALTH MANAGEMENT LLCCRD 337410$138,550,000.00Regulatory AUM · August 2026
- STONE OAK CAPITAL LLCCRD 341363 · ROCHESTER, NY$33,720,036.00Regulatory AUM · August 2026
- STONE OAK WEALTH MANAGEMENT, LLCCRD 288217 · SAN ANTONIO, TX$355,563,087.00Regulatory AUM · August 2026
- STONE PINE FINANCIAL PARTNERS, LLCCRD 175287 · MEDIA, PA$256,750,667.00Regulatory AUM · August 2026
- STONE POINT CAPITAL LLCCRD 156521 · GREENWICH, CT$67,625,202,830.00Regulatory AUM · August 2026
- STONE POINT CREDIT ADVISER LLCCRD 310377 · GREENWICH, CT$11,125,807,494.00Regulatory AUM · August 2026
- STONE POINT CREDIT INCOME ADVISER LLCCRD 332241 · GREENWICH, CT$1,188,525,511.00Regulatory AUM · August 2026
- STONE RIDGE ADVISORS LLCCRD 327875$36,253,180.00Regulatory AUM · August 2026
- STONE RIDGE ASSET MANAGEMENT LLCCRD 165598 · NEW YORK, NY$36,336,039,429.00Regulatory AUM · August 2026
- STONE STEPS FINANCIAL, LLCCRD 175289 · ENCINITAS, CA$146,585,773.00Regulatory AUM · August 2026
- STONE SUMMIT WEALTH LLCCRD 315438$443,610,000.00Regulatory AUM · August 2026
- STONE TEMPLE PARTNERS LLCCRD 332833 · NEW YORK, NY$668,709,281.00Regulatory AUM · August 2026
- STONE WEALTH PARTNERS LLCCRD 308429 · LAFAYETTE, LA$142,879,888.00Regulatory AUM · August 2026
- STONE-GOFF MANAGEMENT, LLCCRD 281205 · NEW YORK, NY$588,641,780.00Regulatory AUM · August 2026
- STONEBRIAR WEALTH, LLCCRD 327618 · LEHI, UT$139,000,000.00Regulatory AUM · August 2026
- STONEBRIDGE ADVISORS LLCCRD 134017 · WILTON, CT$11,833,117,779.00Regulatory AUM · August 2026
- STONEBRIDGE CAPITAL ADVISORS LLCCRD 111447 · ST. PAUL, MN$2,519,640,223.00Regulatory AUM · August 2026
- STONEBRIDGE CAPITAL MANAGEMENT INCCRD 106073 · LOS ANGELES, CA$268,728,930.00Regulatory AUM · August 2026
- STONEBRIDGE FINANCIAL GROUP, LLCCRD 327529 · WORMLEYSBURG, PA$2,276,868,952.00Regulatory AUM · August 2026
- STONEBRIDGE FINANCIAL GROUP, LLCCRD 337972 · ST. LOUIS, MO$2,398,168,315.00Regulatory AUM · August 2026
- STONEBRIDGE FINANCIAL GROUP, LLCCRD 340200 · SAN RAFAEL, CA$895,995,473.00Regulatory AUM · August 2026
- STONEBRIDGE FINANCIAL PLANNING GROUP, LLCCRD 154616 · ORLANDO, FL$329,710,292.00Regulatory AUM · August 2026
- STONEBRIDGE PARTNERS LLCCRD 160018 · WHITE PLAINS, NY$99,435,678.00Regulatory AUM · August 2026
- STONEBRIDGE WEALTH MANAGEMENT LLCCRD 285693 · OAK BROOK, IL$283,279,167.00Regulatory AUM · August 2026
- STONEBRIDGE WEALTH MANAGEMENT, LLCCRD 146775 · FRISCO, TX$134,576,609.00Regulatory AUM · August 2026
- STONEBRIDGE WEALTH SYSTEMS LLCCRD 327894 · KEARNEY, NE$369,144,690.00Regulatory AUM · August 2026
- STONEBROOK PRIVATE LLCCRD 325434 · NORTHVILLE, MI$936,969,533.00Regulatory AUM · August 2026
- STONECASTLE ADVISORS, LLCCRD 132495 · NEW YORK, NY$763,430,789.00Regulatory AUM · August 2026
- STONECASTLE ASSET MANAGEMENT, LLCCRD 166252 · NEW YORK, NY$7,500,000.00Regulatory AUM · August 2026