All investment adviser firms · Page 143
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- SPHINX INVESTMENTS LLCCRD 327836$46,100,568.00Regulatory AUM · August 2026
- SPICE EXPEDITIONS, LPCRD 333626 · WESTPORT, CT$195,873,033.00Regulatory AUM · August 2026
- SPICEWOOD MINERAL MANAGEMENT, LLCCRD 310323 · DALLAS, TX$644,748,402.00Regulatory AUM · August 2026
- SPIDER MANAGEMENT COMPANY, LLCCRD 149343 · RICHMOND, VA$6,413,329,387.00Regulatory AUM · August 2026
- SPIDERROCK ADVISORS, LLCCRD 171992 · CHICAGO, IL$9,834,015,630.00Regulatory AUM · August 2026
- SPIEGELMAN WEALTH MANAGEMENT, INC.CRD 336637 · WALNUT CREEK, CA$442,974,405.00Regulatory AUM · August 2026
- SPIELBERGER & BROOKS, INC.CRD 147197 · WOODBURY, NY$473,783,706.00Regulatory AUM · August 2026
- SPINNAKER INVESTMENT GROUP, LLCCRD 283414 · NEWPORT BEACH, CA$1,072,851,920.00Regulatory AUM · August 2026
- SPINOSA WEALTH MANAGEMENT GROUP, LLCCRD 170903 · MANDEVILLE, LA$191,417,058.00Regulatory AUM · August 2026
- SPIRE CAPITAL MANAGEMENT LLCCRD 161581 · NEW YORK, NY$671,496,897.00Regulatory AUM · August 2026
- SPIRE WEALTH MANAGEMENT, LLCCRD 113908 · MCLEAN, VA$4,513,834,512.00Regulatory AUM · August 2026
- SPIREPOINT PRIVATE CLIENT, LLCCRD 327350 · VERO BEACH, FL$1,440,036,577.00Regulatory AUM · August 2026
- SPIRIT OF AMERICA MANAGEMENT CORPCRD 110023 · SYOSSET, NY$540,005,248.00Regulatory AUM · August 2026
- SPIRIT WEST ADVISORS, LLCCRD 285314 · SCOTTSDALE, AZ$111,100,000.00Regulatory AUM · August 2026
- SPIVAK ASSET MANAGEMENT, LLCCRD 125714 · AVON, CT$439,099,250.00Regulatory AUM · August 2026
- SPLIT CREEK LLCCRD 319437$127,701,932.00Regulatory AUM · August 2026
- SPLIT ROCK PRIVATE TRADING AND WEALTH MANAGEMENT LLCCRD 152003 · CLOQUET, MN$356,141,386.00Regulatory AUM · August 2026
- SPORTSOLOGY CAPITAL PARTNERS, L.P.CRD 328226 · NEW YORK, NY$156,435,000.00Regulatory AUM · August 2026
- SPP CREDIT ADVISORS II LLCCRD 323725 · NEW YORK, NY$50,200,270.00Regulatory AUM · August 2026
- SPP CREDIT ADVISORS LLCCRD 314442 · NEW YORK, NY$15,396,879.00Regulatory AUM · August 2026
- SPP MANAGEMENT SERVICES, LLCCRD 164078 · CHARLOTTE, NC$623,629,612.00Regulatory AUM · August 2026
- SPRAKER WEST WEALTH MANAGEMENT, INCCRD 147075 · WINTER PARK, FL$265,323,432.00Regulatory AUM · August 2026
- SPRENG CAPITAL MANAGEMENT, INC.CRD 119902 · BUCYRUS, OH$300,205,060.00Regulatory AUM · August 2026
- SPRING CAPITAL MANAGEMENT, LLCCRD 282842 · AMARILLO, TX$223,042,193.00Regulatory AUM · August 2026
- SPRING LAKE ASSET MANAGEMENT, INC.CRD 283750$1,472,333,834.00Regulatory AUM · August 2026
- SPRING LAKE EQUITY GP LLCCRD 167613 · BURLINGTON, MA$179,161,798.00Regulatory AUM · August 2026
- SPRING LAKE EQUITY MANAGEMENT LLCCRD 167251 · BURLINGTON, MANot availableRegulatory AUM · August 2026
- SPRING LANE MANAGEMENT, LLCCRD 290181 · BOSTON, MA$424,742,261.00Regulatory AUM · August 2026
- SPRING MOUNTAIN CAPITAL, LPCRD 119126 · NEW YORK, NY$310,906,528.00Regulatory AUM · August 2026
- SPRING STREET WEALTH, LLCCRD 338643 · NEW YORK, NY$26,440,000.00Regulatory AUM · August 2026
- SPRINGBOARD ASSET MANAGEMENT LLCCRD 154862 · CHESHIRE, CT$136,788,247.00Regulatory AUM · August 2026
- SPRINGBOX AI. LTDCRD 312450Not availableRegulatory AUM · August 2026
- SPRINGCOAST CAPITAL PARTNERS, L.P.CRD 327164 · NEW YORK, NY$1,489,507,423.00Regulatory AUM · August 2026
- SPRINGDALE CAPITAL LLCCRD 150338$64,199,742.00Regulatory AUM · August 2026
- SPRINGHOUSE CAPITAL MANAGEMENT, LPCRD 163080$196,592,689.00Regulatory AUM · August 2026
- SPRINGS CAPITAL (HONG KONG) LIMITEDCRD 168321$7,174,538,731.00Regulatory AUM · August 2026
- SPRINGVEST WEALTH MANAGEMENT, LLCCRD 329297 · DALLAS, TX$236,555,572.00Regulatory AUM · August 2026
- SPRINKLE FINANCIAL CONSULTANTS LLCCRD 112227 · LITTLETON, CO$926,084,420.00Regulatory AUM · August 2026
- SPROTT ASSET MANAGEMENT USA INC.CRD 139022 · DARIEN, CT$10,116,747,344.00Regulatory AUM · August 2026
- SPRUCE HOUSE INVESTMENT MANAGEMENT LLCCRD 163427 · NEW YORK, NY$5,235,479,309.00Regulatory AUM · August 2026
- SPRUCE POINT CAPITAL MANAGEMENT, LLCCRD 288248 · RIVERHEAD, NY$262,179,127.00Regulatory AUM · August 2026
- SPRUCE STREET CAPITAL LPCRD 333213 · NEW YORK, NY$555,900,000.00Regulatory AUM · August 2026
- SPRUCEGROVE INVESTMENT MANAGEMENT LTDCRD 106355$11,534,579,739.00Regulatory AUM · August 2026
- SPRUCEVIEW CAPITAL PARTNERS LLCCRD 171963 · DENVER, CO$2,342,488,072.00Regulatory AUM · August 2026
- SPUR CAPITAL PARTNERS, LLCCRD 115959 · BARTLESVILLE, OK$879,888,074.00Regulatory AUM · July 2026
- SPURSTONE ADVISORY SERVICES, LLCCRD 284158 · HIGGANUM, CT$192,115,319.00Regulatory AUM · August 2026
- SPWM ADVISORS LLCCRD 328977 · TRAVERSE CITY, MI$299,456,317.00Regulatory AUM · August 2026
- SPX CAPITAL MANAGEMENT LLCCRD 297944 · NEW YORK, NY$350,000,000.00Regulatory AUM · August 2026
- SPYGLASS CAPITAL MANAGEMENT, LLCCRD 281266 · GREENBRAE, CA$2,017,152,259.00Regulatory AUM · August 2026
- SPYGLASS INVESTMENT MANAGEMENT CORPORATIONCRD 122594 · TERRE HAUTE, IN$156,419,092.00Regulatory AUM · August 2026
- SPYRNAL WEALTH MANAGEMENT, LLCCRD 299957 · BOKEELIA, FL$145,500,000.00Regulatory AUM · August 2026
- SQ CAPITAL LLCCRD 334301 · NEW YORK, NY$556,050,913.00Regulatory AUM · August 2026
- SQN CAPITAL MANAGEMENT, LLCCRD 158704 · NEW YORK, NY$75,404,607.00Regulatory AUM · August 2026
- SQN VENTURE PARTNERS, LLCCRD 301483 · CHARLESTON, SC$137,299,073.00Regulatory AUM · August 2026
- $2,081,656,000.00Regulatory AUM · August 2026
- SQUARE ADVISORS, LLCCRD 160578$295,485,312.00Regulatory AUM · August 2026
- SQUARE CIRCLE IA LPCRD 312718 · BOSTON, MA$448,908,446.00Regulatory AUM · August 2026
- SQUARE NINE CAPITAL, LPCRD 336297 · LOS ANGELES, CA$180,903,131.00Regulatory AUM · August 2026
- SQUARE WAVE CAPITAL LLCCRD 318517 · BROOKLYN, NY$428,833,000.00Regulatory AUM · August 2026
- SQUAREPOINT OPS LLCCRD 172116 · NEW YORK, NY$226,980,317,646.00Regulatory AUM · August 2026
- SQUIRE INVESTMENT MANAGEMENT COMPANY, LLCCRD 117750 · OREM, UT$586,722,649.00Regulatory AUM · August 2026
- SR ALTERNATIVE CREDIT, LLCCRD 319478 · DARIEN, CT$247,365,391.00Regulatory AUM · August 2026
- SR ONE CAPITAL MANAGEMENT, LPCRD 306361 · REDWOOD CITY, CA$2,435,935,604.00Regulatory AUM · August 2026
- SRB CORPORATIONCRD 161163 · BOSTON, MA$4,821,115,000.00Regulatory AUM · August 2026
- SREP CAPITAL MANAGEMENT, LLCCRD 296281 · GREENWICH, CT$157,898,148.00Regulatory AUM · August 2026
- SRH ADVISORS, LLCCRD 148479 · SALINA, KS$3,149,064,331.00Regulatory AUM · August 2026
- SRN ADVISORS, LLCCRD 307155 · HUNTINGDON VALLEY, PA$108,000,000.00Regulatory AUM · August 2026
- SRP CAPITAL ADVISORS LLCCRD 289466 · DALLAS, TX$246,500,134.00Regulatory AUM · August 2026
- SRS INVESTMENT MANAGEMENT, LLCCRD 157630 · NEW YORK, NY$13,916,878,584.00Regulatory AUM · August 2026
- SRT GROUP LLCCRD 330219 · WEST PALM BEACH, FL$205,559,617.00Regulatory AUM · August 2026
- SS&H FINANCIAL ADVISORS, INC.CRD 112256 · TROY, MI$482,168,834.00Regulatory AUM · August 2026
- SSA SWISS ADVISORS AGCRD 161357$817,492,952.00Regulatory AUM · August 2026
- SSB WEALTH MANAGEMENT, INC.CRD 306510 · VIENNA, VA$2,725,709,202.00Regulatory AUM · August 2026
- SSB&T WEALTH MANAGEMENT, LLCCRD 328102 · FREDERICKSBURG, TX$445,050,258.00Regulatory AUM · August 2026
- SSC ADVISORS, LLCCRD 339313 · HOUSTON, TXNot availableRegulatory AUM · August 2026
- SSGA FUNDS MANAGEMENT, INC.CRD 111242 · BOSTON, MA$1,420,653,842,286.00Regulatory AUM · August 2026
- SSI INVESTMENT MANAGEMENT LLCCRD 104889 · LOS ANGELES, CA$2,554,924,000.00Regulatory AUM · August 2026
- SST BENEFITS CONSULTING & INSURANCE SERVICES, LLCCRD 288129 · ALISO VIEJO, CA$524,070,498.00Regulatory AUM · August 2026
- SSW PARTNERS LPCRD 325761 · NEW YORK, NY$646,424,583.00Regulatory AUM · August 2026
- ST BERNARD ASSET MANAGEMENT, INC.CRD 307770 · RUSSELLVILLE, AR$27,388,000.00Regulatory AUM · August 2026
- ST. BERNARD FINANCIAL SERVICES, INC.CRD 36956 · RUSSELLVILLE, AR$136,237,104.00Regulatory AUM · August 2026
- ST. CLAIR ADVISORS, LLCCRD 155064 · MAYFIELD HEIGHTS, OH$1,068,014,053.00Regulatory AUM · August 2026
- ST. CLAIR FINANCIAL LLCCRD 151251 · ROSEVILLE, CA$141,302,317.00Regulatory AUM · August 2026
- ST. COLUMBANUS AGCRD 169895$78,558,930.00Regulatory AUM · August 2026
- ST. DENIS J. VILLERE & CO., LLCCRD 105159 · NEW ORLEANS, LA$1,397,820,904.00Regulatory AUM · August 2026
- ST. GERMAIN INVESTMENT MANAGEMENT, INC.CRD 155186 · SPRINGFIELD, MA$3,791,815,997.00Regulatory AUM · August 2026
- ST. JAMES INVESTMENT ADVISORS, LLCCRD 283880 · PORT JEFFERSON, NY$511,547,446.00Regulatory AUM · August 2026
- ST. JAMES INVESTMENT COMPANY, LLCCRD 124777 · SOUTHLAKE, TX$660,558,672.00Regulatory AUM · August 2026
- ST. JOHN & ASSOCIATES, INC.CRD 124778 · ROSWELL, GA$128,352,401.00Regulatory AUM · August 2026
- ST. JOHNS INVESTMENT MANAGEMENT COMPANY, LLCCRD 169538 · JACKSONVILLE, FL$374,844,241.00Regulatory AUM · August 2026
- ST. LOUIS FINANCIAL PLANNERS ASSET MANAGEMENT, LLCCRD 106999 · CHESTERFIELD, MO$234,037,459.00Regulatory AUM · August 2026
- ST. LOUIS FINANCIAL PLANNERS INC.CRD 105511 · CHESTERFIELD, MO$5,689,546.00Regulatory AUM · August 2026
- ST. NICHOLAS PRIVATE ASSET MANAGEMENT, INC.CRD 132500 · JACKSONVILLE, FL$151,000,000.00Regulatory AUM · August 2026
- STABILIS CAPITAL MANAGEMENT, LPCRD 161553 · NEW YORK, NY$220,150,062.00Regulatory AUM · August 2026
- STABILITY PARTNERS ADVISORY GROUP, LLCCRD 165880 · SPRING, TX$140,914,174.00Regulatory AUM · August 2026
- STABLE ASSET MANAGEMENT LPCRD 309966 · NEW YORK, NY$4,600,040,239.00Regulatory AUM · August 2026
- STABLEFORD CAPITAL LLCCRD 173383 · SCOTTSDALE, AZ$305,316,552.00Regulatory AUM · August 2026
- STABLEPOINT PARTNERS, LLCCRD 328503 · BRAINTREE, MA$929,968,549.00Regulatory AUM · August 2026
- STACEY BRAUN ASSOCIATES INCCRD 105056 · NEW YORK, NY$5,500,200,000.00Regulatory AUM · August 2026
- STACK FINANCIAL MANAGEMENT INCCRD 106785 · WHITEFISH, MT$1,992,243,735.00Regulatory AUM · August 2026